From the Blog

Speaker, Annual Blockchain and Crypto Currency Investor Conference, September 26, 2018, New York, NY

Participant on SEC regulatory panel, Blockchain and Regulation: Peter D. Hatzipetros, President, and Founder of Petros Law Group, Scott Andersen, Scott Andersen is principal at Andersen, P.C., finLawyer.com| George S. Georgiades, General Counsel at Prime Trust | Gary Ross, Co-Founder of Ross & Shulga PLLC | Chi-Ru Jou, Partner at CKR Law[…]

FinLaw: Broker-Dealer and Investment Adviser inadequate cyber security procedure and control cases will be SEC and FINRA priority for many years to come

A new SEC enforcement case a against dully registered broker-dealer and investment adviser for deficient cyber security procedures under Reg S-P and Reg S-ID resulting in sanctions and a $1 million civil money penalty. Expect to see many, many more, and similar FINRA cases coming soon.  https://www.sec.gov/litigation/admin/2018/34-84288.pdf

Speaker, City Blockchain Summit, June 20, 2018, Los Angeles, CA

https://livestream.com/MediaShares/City-Blockchain-Los-Angeles/videos/176583751 Speaker on panel at conference held at UCLA. SEC & IRS REGULATIONS “WHAT’S NEXT FOR BLOCKCHAIN TOKENS & ICO’S” Moderator: ANDREW DIX, Founder CROWDFUNDINSIDER Panel: SCOTT ANDERSEN, ESQ.| MICHAEL HOMEIER, ESQ. / MORVAREED SALEHPOUR, ESQ./  CHARLES KAUFMAN, ESQ. | GEOFFREY ASHBURNE, ESQ. 11:15 AM – 12:15 PM  

Speaker, The Full Stack Capital Raise – Technology, Regulation & Opportunity, webinar June 19, 2018

https://info.investormanagementservices.com/june-2018-webinar-ims-venture-co Speaker at Investor Management Services (IMS) webinar focusing on technology in capital raising, the issuer exemption, and Section 15 broker-dealer registration requirements. Other Panelists included Ron Sossi – VP of Business Development at IMS, Greg Brown – Head of Real Estate at Venture.co, and Graeme Humphreys – Chief Financial[…]