Law

Speaker, Initial Coin Offering (ICO) Regulations: New Opportunities, New Risks – The Knowledge Group Webinar, November 15, 2018

https://www.theknowledgegroup.org/webcasts/initial-coin-offering-regulations/#webcast-portal The Knowledge Group webinar focusing on ICOs, STOs, securities regulations and enforcement actions.  Other Panelists included Seth W. Goettelman, Principal, Kovitz Shifrin Nesbit; Harvey Kesner, CEO, Darisolutions; and David G. Adams, Attorney, Clifford Chance.

FinLaw: Broker-Dealer and Investment Adviser inadequate cyber security procedure and control cases will be SEC and FINRA priority for many years to come

A new SEC enforcement case a against dully registered broker-dealer and investment adviser for deficient cyber security procedures under Reg S-P and Reg S-ID resulting in sanctions and a $1 million civil money penalty. Expect to see many, many more, and similar FINRA cases coming soon.  https://www.sec.gov/litigation/admin/2018/34-84288.pdf

Speaker, Blockchain Law Summit, May 24, 2018, Los Angeles, CA

  https://www.cryptofundingsummit.com/lawsummit Panel: Blockchain and Cryptocurrencies Regulations in US and Abroad Speakers:Scott Andersen | Principal At FinLawyer.Com (Andersen, P.C.)Seth Goettelman | Attorney In Gould & Ratner LLP Nima Maleki | Corporate Counsel At ‎Velton Zegelman Jason Gottlieb | Partner At Morrison Cohen LLP Felix Shipkevich | Attorney And Principal Of Shipkevich PLLC Moderator: Robert Kim | ‎Legal[…]