Speaker, FINRA Arbitration and Enforcement – What You Need to Know, The Knowledge Group’s Continuing Legal Education for Lawyers Webinar, October 5, 2017            Key Topics Understanding FINRA Arbitration The Arbitration Process Risks of FINRA Disciplinary Action Latest Updates to FINRA Code of Arbitration Procedure Best Practices for Counsel

FinLaw: Technology Driven Crowd-Capital Formation: From Crowdfunding to Regulation A+

See posting by Scott Andersen and George Georgiades at Recent regulatory reforms along with the rapid innovation in and availability of financial technology have created new opportunities for private and public capital formation. The JumpStart Our Business Startups (JOBS) Act of 2012 introduced historic reforms to modernize our private[…]