Speaker, Complying with FINRA’s Rules and Regulations: Practical Tips for 2017, The Knowledge Group’s Continuing Legal Education for Lawyers Webinar, May 11, 2017
https://www.theknowledgegroup.org/webcasts/risk-and-compliance/banksavings/complying-with-finras-rules-regulations-practical-tips-for-2017-live-webcast
Read MoreFinLaw: Are Overseas Portals the Next Big Thing in US Equity Crowdfunding?
See article appearing in Crowdfund Insider on March 22, 2017 https://www.crowdfundinsider.com/2017/03/97648-overseas-portals-next-big-thing-us-equity-crowdfunding/
Read MoreFinLaw: Five Key Take-Aways from FINRA’s Expulsion of Crowdfunding Portal UFP
See article in Crowdfundinsider.com, at the link below: http://www.crowdfundinsider.com/2016/12/94083-five-key-take-aways-finras-expulsion-crowdfunding-portal-ufp/
Read MoreFinLaw: What are the Top Regulatory Mistakes Being Made Today by Issuers and Funding Platforms?
By Scott Andersen and George S. Georgiades General solicitation is growing for securities offerings conducted under Rule 506(c) and Reg A+ Tier II. A more limited form of general solicitation is also available to issuers participating in offerings pursuant to Title III of the JOBS Act (Crowdfunding). Issuers may use a variety of newly available
Read MoreWhy Bad Actor Checks Generally Do Not Need to be Performed on Your Own Investors
Scott Andersen and Jor Law | Monday, 25 April 2016 10:07 (EST) (appearing in Equities.com) The Jumpstart Our Business Startups Act (JOBS Act) revolutionized the capital markets and gave companies tools to raise capital more easily than ever before. However, with the new found tools for capital raising came along the burden of compliance. As
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