See my article appearing in Crowdfundinsider.com at https://www.crowdfundinsider.com/2019/01/143962-caution-online-funding-platforms-will-encounter-more-regulatory-scrutiny-in-2019/ On January 22, 2019, the Financial Industry Regulatory Authority (FINRA) released its examination priorities for 2019. At the top of the list was online funding platform compliance with the securities laws. With an uptick in the offer and sale of securities offerings online[…]
The legality of ICOs Etherdelta, Paragon and Airfox enforcement actions The legality of security tokens and exchanges Will all ICOs have to return investor money How the SEC is positioning in the space The BAKKT Delay ETF timing and impact Much, much more. Listen to podcast at the link[…]
Speaker, Initial Coin Offering (ICO) Regulations: New Opportunities, New Risks – The Knowledge Group Webinar, November 15, 2018
https://www.theknowledgegroup.org/webcasts/initial-coin-offering-regulations/#webcast-portal The Knowledge Group webinar focusing on ICOs, STOs, securities regulations and enforcement actions. Other Panelists included Seth W. Goettelman, Principal, Kovitz Shifrin Nesbit; Harvey Kesner, CEO, Darisolutions; and David G. Adams, Attorney, Clifford Chance.
Speaker, Guest Lecturer at Campbell University Law School, Raleigh, NC on the JOBS Act, Blockchain and CryptoCurrency, November 13, 2018
Discussion of the JOBS Act, crowdfunding and blockchain/cryptocurrency before the Global Corporate Compliance class.
Speaker, Annual Blockchain and Crypto Currency Investor Conference, September 26, 2018, New York, NY
Participant on SEC regulatory panel, Blockchain and Regulation: Peter D. Hatzipetros, President, and Founder of Petros Law Group, Scott Andersen, Scott Andersen is principal at Andersen, P.C., finLawyer.com| George S. Georgiades, General Counsel at Prime Trust | Gary Ross, Co-Founder of Ross & Shulga PLLC | Chi-Ru Jou, Partner at CKR Law[…]