Speaker, New York Blockchain Alternative Capital Summit, May 18, 2018, New York, New York
Speaker, New York Blockchain Summit, May 17-18, 2018, Special Speaker Panel Discussion on SEC and IRS Regulations – What’s next for Blockchain, Tokens & ICOs.
Read MoreFinlaw: Can a security token later change into a non-security utility token?
An Associate Professor at Cardozo Law School, Aaron Wright, recently commented on the possibility of a security becoming a non-security token at some future time, and his comments hit the nail on the head on a very important question in the cryptocurrency space: Is it possible for a token that is a security to transform into a non-security
Read MoreFinLaw: FINRA enforcement proceedings are not subject to any statute of limitations
FINRA’s Office of Hearing Officers has recently again confirmed that, despite the U.S. Supreme Court imposing the five year statute of limitations on SEC disgorgement actions, FINRA enforcement proceedings are not subject to any statute of limitations. While there are equitable arguments available to challenge stale FINRA cases, it is quite a different standard which
Read MoreSpeaker, U.S. Crowdfunding: Tips to navigate the regulatory framework when starting your own platform, webinar April 5, 2018
See Katipult University on youtube, webinar #2
Read MoreFINLAW: Steps to Navigate FINRA for a Title III Crowdfunding Platform Approval
See recent blog post appearing at https://www.katipult.com/education-center/news/tips-to-registering-your-securities-crowdfunding-portal *** Crowdfunding Portals continue to disrupt traditional ways of raising capital by leveraging the historic reforms under the JumpStart Our Business Startups (JOBS) Act, financial technology and growing demand by self-directed and nonaccredited investors who seek to invest in potentially innovative ventures. With 38 funding portals registered with the
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