Speaker, 2nd Annual IMN Crowdfunding Forum for Real Estate (West), Santa Monica CA, on September 16 and 17, 2015
- By: admin
- Sep 17
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Speaker at Fairmont Miramar Hotel & Bungalows, 101 Wilshire Boulevard, Santa Monica, CA on September 16, 2015 (“The Latest SEC/FINRA and State Broker Dealer and Selling Regulations: What a Developer Needs to Know about 506b, 506c, Reg S and Intrastate Rules”) and September 17, 2015 (“The Shark Tank”).
Read MoreFinLaw: Ready to file your Regulation A+ offering? Don’t Forget about a Mandatory Filing Required by FINRA Rule 5110
- By: admin
- Sep 8
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If you are an issuer getting ready to raise funds by way of Regulation A+, and are planning to utilize any services of a broker-dealer, then filing your offering statement with the Securities and Exchange Commission (SEC) is not the only filing you need to make. You are also required to file specified documents and
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