Speaker, DealFlow.com Webinar, “What Broker-Dealers Need to Know About Online Capital Formation,” March 16, 2016
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- Mar 16
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Presented at the Dealflow.com webinar in March 16, 2016 with Steven Dresner and Michael Bertisch of Dealflow.com, and Scott Purcell of FundAmerica.
Read MoreSpeaker, The IMN 2nd Annual Crowdfunding and Marketplace Lending Forum for Real Estate, March 10, 2016, Marriott New York, 85 West Street, New York, NY
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- Mar 11
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Speaker on Panel – Compliance Issues Including Broker-Dealer Complexities, with panel members Devin Deans, Office of Chief Counsel, Division of Trading and Markets, U.S. Securities and Exchange Commission; Mihn Le, Director, Corporate Finance, FINRA; Lilah Blackstone, Assistant General Counsel – Department of Insurance, Securities and Banking, District of Columbia; Mark Roderick, Esq.; and Donald Deans
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