FinLaw: What are the Top Regulatory Mistakes Being Made Today by Issuers and Funding Platforms?
By Scott Andersen and George S. Georgiades General solicitation is growing for securities offerings conducted under Rule 506(c) and Reg A+ Tier II. A more limited form of general solicitation is also available to issuers participating in offerings pursuant to Title III of the JOBS Act (Crowdfunding). Issuers may use a variety of newly availableRead More
SPEAKER, Practicing Law Institute, Private Placements and Hybrid Securities Offerings 2016, 1177 Avenue of the Americas, NY, NY, August 1, 2016
http://pli.edu/Content/Seminar/Private_Placements_and_Hybrid_Securities/_/N-4kZ1z11ije?ID=259417 Regulation A+ panel Regulation A+ basics Communications Rules for Reg A+ Offerings Disclosures, ongoing reporting, and liability issues Integration of offerings with Sebastian Gomez Abero, Scott M. Andersen, Bonnie J. Roe, James R. TanenbaumRead More