FinLaw: What are the Top Regulatory Mistakes Being Made Today by Issuers and Funding Platforms?
- By: admin
- Aug 11
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By Scott Andersen and George S. Georgiades General solicitation is growing for securities offerings conducted under Rule 506(c) and Reg A+ Tier II. A more limited form of general solicitation is also available to issuers participating in offerings pursuant to Title III of the JOBS Act (Crowdfunding). Issuers may use a variety of newly available
Read MoreSPEAKER, Practicing Law Institute, Private Placements and Hybrid Securities Offerings 2016, 1177 Avenue of the Americas, NY, NY, August 1, 2016
- By: admin
- Aug 1
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http://pli.edu/Content/Seminar/Private_Placements_and_Hybrid_Securities/_/N-4kZ1z11ije?ID=259417 Regulation A+ panel Regulation A+ basics Communications Rules for Reg A+ Offerings Disclosures, ongoing reporting, and liability issues Integration of offerings with Sebastian Gomez Abero, Scott M. Andersen, Bonnie J. Roe, James R. Tanenbaum
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