FinLaw: FINRA enforcement proceedings are not subject to any statute of limitations
- By: admin
- Apr 29
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FINRA’s Office of Hearing Officers has recently again confirmed that, despite the U.S. Supreme Court imposing the five year statute of limitations on SEC disgorgement actions, FINRA enforcement proceedings are not subject to any statute of limitations. While there are equitable arguments available to challenge stale FINRA cases, it is quite a different standard which
Read MoreFinlaw: Time to revisit the JOBS Act for Blockchain and Crypto Currency offerings
- By: admin
- Apr 28
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The SEC has made it clear that cryptocurrency and token offerings need to comply with the the federal securities laws. Time to revisit the JOBS Act for Blockchain and Crypto Currency ICOs. A good place to start is a presentation I participated on for OTC Markets where we discussed Reg A+.
Read MoreSpeaker, U.S. Crowdfunding: Tips to navigate the regulatory framework when starting your own platform, webinar April 5, 2018
- By: admin
- Apr 5
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See Katipult University on youtube, webinar #2
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