FINLAW: What is next for the DOJ in the crypto space after BitMEX?
- By: admin
- Oct 19
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Following the announcement by the United States Attorney, Southern District of New York on October 1, 2020 that it indicted the principals of the alleged off-shore cryptocurrency derivatives exchange BitMEX, there are many clear take-aways. To address just two, violations of the Bank Secrecy Act implicate criminal violations that can wreck both a company and
Read MoreFINLAW: The SEC proposes a finder exemption to broker-dealer registration
- By: admin
- Oct 15
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Last week, the SEC proposed a finder’s exemption to foster capital raising for small businesses. The proposal, which is not yet final, provides a safe harbor for finders to assist issuers in raising capital from accredited investors. The proposal creates two tiers of finders (Tier I and II), and the requirements a finder must meet
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