The firm provides securities regulatory guidance for market participants such as broker-dealers, Alternative Trading Systems (ATS), funding portals,  investment advisers and other market participants who seek to expand their business model to include Digital Assets or Securities in the Blockchain ecosystem. The firm frequently represents its clients before the SEC and FINRA and regularly builds teams of former regulators to address the unique business challenges confronting its clients.

The firm provides advice to its clients to comply with the requirements of the federal securities laws, including the 1933, 1934 and 1940 Acts, state blue sky laws, and FINRA and Exchange rules.