What is finLawyer.com?
finLawyer.com serves the finTech industry. FinTech is the industry to watch. Technology for the financial services industry is no longer the sleepy operational backwater at banks and broker-dealers that once was far removed from the action. FinTech will be a disruptive force challenging the traditional bank and broker-dealer models, opening the door to more investors…Read More
Speaker, Recent Developments in Securities Enforcement, U.S. Securities and Exchange Commission 2014 Joint Regulatory Conference, West Bonaventure Hotel, Los Angeles, on June 3, 2014.Read More