Blockchain, Cryptocurrency, Tokens and Digital Asset Securities

The firm provides securities regulatory guidance for regulated intermediaries such as broker-dealers, funding portals and investment advisers who seek to expand their business model to include Digital Securities in the Blockchain ecosystem. The firm regularly represents its clients before the SEC and FINRA.

The firm provides advice to its clients to comply with the requirements of the federal securities laws, including the 1933, 1934 and 1940 Acts, state blue sky laws, and FINRA and SRO rules.