FinLaw: What are the Top Regulatory Mistakes Being Made Today by Issuers and Funding Platforms?
- By: admin
- Aug 11
- Comments (0)
By Scott Andersen and George S. Georgiades General solicitation is growing for securities offerings conducted under Rule 506(c) and Reg A+ Tier II. A more limited form of general solicitation is also available to issuers participating in offerings pursuant to Title III of the JOBS Act (Crowdfunding). Issuers may use a variety of newly available
Read MoreSPEAKER, Practicing Law Institute, Private Placements and Hybrid Securities Offerings 2016, 1177 Avenue of the Americas, NY, NY, August 1, 2016
- By: admin
- Aug 1
- Comments (0)
http://pli.edu/Content/Seminar/Private_Placements_and_Hybrid_Securities/_/N-4kZ1z11ije?ID=259417 Regulation A+ panel Regulation A+ basics Communications Rules for Reg A+ Offerings Disclosures, ongoing reporting, and liability issues Integration of offerings with Sebastian Gomez Abero, Scott M. Andersen, Bonnie J. Roe, James R. Tanenbaum
Read MoreSpeaker, Crowdfunding EB-5 offerings, EB5 Diligence webinar series, May 25, 2016
- By: admin
- May 25
- Comments (0)
Speaker on panel discussing the manner the JOBS Act, and crowdfunding generally, can facilitate EB-5 securities offerings.
Read MoreSpeaker, FundIt Crowdfunding, Compliance Marketing and Technology Conference, Bellagio Hotel and Casino, Las Vegas, Nevada, April 26 and 27, 2016
- By: admin
- Apr 28
- Comments (0)
Speaker on the panel, “Serial Issuers for Funding Portals – How to Conduct 506c, 4(a)(6) and Reg A Offerings,” on April 26, 2016. Speaker on the panel “Risk – Broker, Platform & Portal Liability When Deals Go South,” on April 27, 2016.
Read MoreWhy Bad Actor Checks Generally Do Not Need to be Performed on Your Own Investors
- By: admin
- Apr 25
- Comments (0)
Scott Andersen and Jor Law | Monday, 25 April 2016 10:07 (EST) (appearing in Equities.com) The Jumpstart Our Business Startups Act (JOBS Act) revolutionized the capital markets and gave companies tools to raise capital more easily than ever before. However, with the new found tools for capital raising came along the burden of compliance. As
Read More