FinLaw: What are the Top Regulatory Mistakes Being Made Today by Issuers and Funding Platforms?
By Scott Andersen and George S. Georgiades General solicitation is growing for securities offerings conducted under Rule 506(c) and Reg A+ Tier II. A more limited form of general solicitation is also available to issuers participating in offerings pursuant to Title III of the JOBS Act (Crowdfunding). Issuers may use a variety of newly available
Read MoreSPEAKER, Practicing Law Institute, Private Placements and Hybrid Securities Offerings 2016, 1177 Avenue of the Americas, NY, NY, August 1, 2016
http://pli.edu/Content/Seminar/Private_Placements_and_Hybrid_Securities/_/N-4kZ1z11ije?ID=259417 Regulation A+ panel Regulation A+ basics Communications Rules for Reg A+ Offerings Disclosures, ongoing reporting, and liability issues Integration of offerings with Sebastian Gomez Abero, Scott M. Andersen, Bonnie J. Roe, James R. Tanenbaum
Read MoreSpeaker, EB5 Investors 2016 New York EB-5 & Investment Immigration Convention, Sheraton New York Times Square Hotel, NY, July 18, 2016
http://www.eb5investors.com/conferences/2016-new-york-eb-5-convention/speakers Speaker on panel, EB-5 Litigation Issues: SEC Enforcement and Civil Suits
Read MoreFinLaw: Who will buy your company’s stock?
There is a maxim used by securities professionals that “stocks are sold, not bought.” This maxim summarizes the view that for a securities offering to be successful, it needs a broker-dealer to solicit and recommend the offering to prospective investors. Now with the JOBS Act and companies selling securities directly to investors through general solicitation
Read MoreSpeaker, Crowdfunding EB-5 offerings, EB5 Diligence webinar series, May 25, 2016
Speaker on panel discussing the manner the JOBS Act, and crowdfunding generally, can facilitate EB-5 securities offerings.
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