Speaker, FACTRIGHT Due Diligence Webinar: Rise of the Mini-IPO – The Road to NYSE and NASDAQ Using Regulation A+, July 26, 2017
With three issuers recently listing on the New York Stock Exchange or NASDAQ, Regulation A+ is proving to be an efficient and cost-effective method to raise up to $50 million dollars and a stepping stone to becoming a public company. Things have certainly changed. Before the JOBS Act, Regulation A was a dormant tool for
Read MoreFinLaw: Technology Driven Crowd-Capital Formation: From Crowdfunding to Regulation A+
See FactRight.com posting by Scott Andersen and George Georgiades at http://blog.factright.com/technology-driven-crowd-capital-formation-from-crowdfunding-to-regulation-a Recent regulatory reforms along with the rapid innovation in and availability of financial technology have created new opportunities for private and public capital formation. The JumpStart Our Business Startups (JOBS) Act of 2012 introduced historic reforms to modernize our private capital markets with the goal
Read MoreFINLAW: Five Tips to Crowdfunding Portals – Preparing For Your First FINRA Exam
See Article published on BanklessTimes http://www.banklesstimes.com/2017/05/23/5-tips-to-crowdfunding-portals-preparing-for-your-first-finra-examination/
Read MoreFINLAW: Is Your Crowdfunding Portal Ready For Your First FINRA Exam?
Article published on CrowdfundInsider.com https://www.crowdfundinsider.com/2017/05/100678-crowdfunding-portal-ready-first-finra-exam/
Read MoreSpeaker, Complying with FINRA’s Rules and Regulations: Practical Tips for 2017, The Knowledge Group’s Continuing Legal Education for Lawyers Webinar, May 11, 2017
https://www.theknowledgegroup.org/webcasts/risk-and-compliance/banksavings/complying-with-finras-rules-regulations-practical-tips-for-2017-live-webcast
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