Speaker, Master Class: Realty AltFi: Regulated Investment (Equity/Debt) Crowdfunding, January 27, 2016, New York, New York
Speaker on JOBS Act developments in 2015 and predictions for year 2016. Presented at the Soho Loft in Manhattan.
Read MoreSpeaker – Syndication Lawyers Regulation A+ and Crowdfunding Workshop, December 9, 2015, Santa Ana, CA
Speaker – Syndication Lawyers Regulation A+ and Crowdfunding Workshop (Regulation A, Regulation D, SEC and state regulator activity, technology and compliance providers), December 9, 2015, Doubletree Club Hotel, 7 Hutton Centre Dr., Santa Ana, CA.
Read MoreFinLaw: What are the Top Priorities of the SEC?
Some recent Securities and Exchange Commission (SEC) actions should be carefully reviewed by issuers, funding platforms and portals. This is because they provide stark warning to those who sell securities over the internet but who do not comply with the federal securities laws. Unregistered broker-dealer Activity, Yet Another Example In my last regulatory action update,
Read MoreSpeaker – Master Class: Real Estate Alternative Financing, November 18, 2015, NYC
Speaker – Master Class: Real Estate Alternative Financing (Crowdfunding, Reg A+, Reg D, Rule 506(c), Direct Public Offering), November 18, 2015, 800 Third Avenue, New York, NY.
Read MoreFinlaw: To Tap the Full Benefits of Reg A+, Test the Waters Before Diving In
While we are waiting for the 180 days or so before Regulation Crowdfunding becomes effective, an issuer may wish to consider other options presently available that permit nonaccredited investor participation. Reg A+ offers some attractive options for a small issuer that needs to raise capital to grow its business. You can raise up to fifty
Read More