Speaker, The IMN 2nd Annual Crowdfunding and Marketplace Lending Forum for Real Estate, March 10, 2016, Marriott New York, 85 West Street, New York, NY
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- Mar 11
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Speaker on Panel – Compliance Issues Including Broker-Dealer Complexities, with panel members Devin Deans, Office of Chief Counsel, Division of Trading and Markets, U.S. Securities and Exchange Commission; Mihn Le, Director, Corporate Finance, FINRA; Lilah Blackstone, Assistant General Counsel – Department of Insurance, Securities and Banking, District of Columbia; Mark Roderick, Esq.; and Donald Deans
Read MoreSpeaker, Alternative Real Estate Financing Seminar – Crowdfunding Panel, February 9, 2016, New York City Bar Association, 42 W. 44th St., New York, NY
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- Feb 9
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Speaker, Alternative Real Estate Financing Seminar – Crowdfunding Panel, New York City Bar Association, 42 W. 44th St., New York, New York on February 9, 2016.
Read MoreFINLAW: Time to Apply to Become a FINRA Funding Portal
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- Feb 5
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The SEC has approved FINRA Funding Portal Rules, and FINRA has issued on January 29, 2016 Regulatory Notice 16-06. This regulatory notice outlines the process one needs to undertake to become a Title III Funding Portal member. If you wish to participate in a Title III business, now is the time to file your Funding
Read MoreSpeaker, Master Class: Realty AltFi: Regulated Investment (Equity/Debt) Crowdfunding, January 27, 2016, New York, New York
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- Jan 27
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Speaker on JOBS Act developments in 2015 and predictions for year 2016. Presented at the Soho Loft in Manhattan.
Read MoreSpeaker – Syndication Lawyers Regulation A+ and Crowdfunding Workshop, December 9, 2015, Santa Ana, CA
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- Dec 9
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Speaker – Syndication Lawyers Regulation A+ and Crowdfunding Workshop (Regulation A, Regulation D, SEC and state regulator activity, technology and compliance providers), December 9, 2015, Doubletree Club Hotel, 7 Hutton Centre Dr., Santa Ana, CA.
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