FinLaw: Ready to file your Regulation A+ offering? Don’t Forget about a Mandatory Filing Required by FINRA Rule 5110
If you are an issuer getting ready to raise funds by way of Regulation A+, and are planning to utilize any services of a broker-dealer, then filing your offering statement with the Securities and Exchange Commission (SEC) is not the only filing you need to make. You are also required to file specified documents and
Read MoreFinLaw: How General Solicitation and Technology are Disrupting the Financial Services Industry Today
Over time, capital formation has dramatically changed for small companies. Even though Title III federal crowdfunding is not yet legal, the JOBS Act has significantly altered the landscape of small securities offerings, which are now being powered by the use of technology (websites as funding platforms) that use general solicitation to attract investors to a
Read MoreSpeaker, Global Real Estate Crowdfunding and Regulation A+ ($50 million), NYC
Speaker at New York City conference, Global Real Estate Crowdfunding and Regulation A+ ($50 million), 575 Madison Ave., NYC on June 26, 2015
Read MoreSpeaker, Regulation A+: How to Raise $50 Million for Startups, New York, NY
Speaker on May 21, 2015 at Fundingpost.com and The Soho Loft Media Group equity crowdfunding conference, Regulation A+: How to Raise $50 Million for Startups, Penthouse, 18th Floor, 5 East 57th Street, New York, NY.
Read MorePresenter – FundAmerica Presents its SaaS Technology Solutions, Finovate San Jose, Spring 2015
Since 2007, Finovate conferences have showcased cutting-edge financial technology (fintech). On May, 13, 2015, FundAmerica Presenters Scott Purcell (Founder, CEO) and Scott Andersen (General Counsel) discussed FundAmerica’s technology, software-as-a-service, and compliance solutions for the emerging crowdfunding industry before several hundred attendees in San Jose, California.
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