Speaker, Funding Platforms for Rule 506 Offerings: Navigating Broker-Dealer Registration Exemption for Investment Advisers and Issuers, Strafford Continuing Legal Education for Lawyers’ webinar, October 4, 2016
https://www.straffordpub.com/products/funding-platforms-for-rule-506-offerings-navigating-broker-dealer-registration-exemption-for-investment-advisers-and-issuers-2016-10-04 Outline Analysis of JOBS Act exemption from broker-dealer registration and broker-dealer registration generally Analysis of the issuer exemption and the Investment Advisers Act Analysis of SEC no-action letter Key take-aways for moving forward. Benefits The panel will review these and other key issues: Scope of JOBS Act exemption from broker-dealer registration When broker-dealer registration
Read MoreSPEAKER, Practicing Law Institute, Private Placements and Hybrid Securities Offerings 2016, 1177 Avenue of the Americas, NY, NY, August 1, 2016
http://pli.edu/Content/Seminar/Private_Placements_and_Hybrid_Securities/_/N-4kZ1z11ije?ID=259417 Regulation A+ panel Regulation A+ basics Communications Rules for Reg A+ Offerings Disclosures, ongoing reporting, and liability issues Integration of offerings with Sebastian Gomez Abero, Scott M. Andersen, Bonnie J. Roe, James R. Tanenbaum
Read MoreSpeaker, EB5 Investors 2016 New York EB-5 & Investment Immigration Convention, Sheraton New York Times Square Hotel, NY, July 18, 2016
http://www.eb5investors.com/conferences/2016-new-york-eb-5-convention/speakers Speaker on panel, EB-5 Litigation Issues: SEC Enforcement and Civil Suits
Read MoreSpeaker, Crowdfunding EB-5 offerings, EB5 Diligence webinar series, May 25, 2016
Speaker on panel discussing the manner the JOBS Act, and crowdfunding generally, can facilitate EB-5 securities offerings.
Read MoreSpeaker, International Blockchain Real Estate Association (IBREA) Newport Beach Conference, May 17, 2016
https://www.youtube.com/watch?v=shjSy7gSvtA&list=PLQfCWXou5NY58mxbMh7lpgasFHjKsptj7&index=6 Speaker, Blockchain and Crowdfunding panel, IBREA, Newport Dunes Resort and Marina, Newport Beach, CA, on May 17, 2016.
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