Speaker, FINRA Arbitration and Enforcement – What You Need to Know, The Knowledge Group’s Continuing Legal Education for Lawyers Webinar, October 5, 2017
https://www.theknowledgegroup.org/webcasts/legal/alternative-dispute-resolution/finra-arbitration-and-enforcement Key Topics Understanding FINRA Arbitration The Arbitration Process Risks of FINRA Disciplinary Action Latest Updates to FINRA Code of Arbitration Procedure Best Practices for Counsel
Read MoreSpeaker, FACTRIGHT Due Diligence Webinar: Rise of the Mini-IPO – The Road to NYSE and NASDAQ Using Regulation A+, July 26, 2017
With three issuers recently listing on the New York Stock Exchange or NASDAQ, Regulation A+ is proving to be an efficient and cost-effective method to raise up to $50 million dollars and a stepping stone to becoming a public company. Things have certainly changed. Before the JOBS Act, Regulation A was a dormant tool for
Read MoreSpeaker, Complying with FINRA’s Rules and Regulations: Practical Tips for 2017, The Knowledge Group’s Continuing Legal Education for Lawyers Webinar, May 11, 2017
https://www.theknowledgegroup.org/webcasts/risk-and-compliance/banksavings/complying-with-finras-rules-regulations-practical-tips-for-2017-live-webcast
Read MoreSpeaker, 2017 Las Vegas EB-5 & Investment Convention, Bellagio Resort & Casino, Las Vegas, NV, January 14, 2017
Panel Exposure Related Litigation: Preventing or Responding to an Investigation, with Jor Law of Homeier & Law, Brian Aryai of Compliance Services LLC, Scott Andersen of Andersen, PC, Osvaldo Torres of Torres Law PA, and Robert Cornish Jr. of Phillips Lytle LLP. http://www.eb5investors.com/conferences/2017-las-vegas-eb-5-investment-immigration-convention
Read MoreSpeaker, CrowdInvest Summit West, Los Angeles Convention Center, December 7, 2016.
Panel – From Crowdfunding to IPO – Learn what steps it takes to go public under Regulation A. – Take your company from crowdfunded idea to IPO https://www.crowdinvestsummit.com/ https://www.crowdinvestsummit.com/speakers
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