Speaker, FINRA Arbitration and Enforcement - What You Need to Know, The Knowledge Group's Continuing Legal Education for Lawyers Webinar, October 5, 2017 - finLawyer.com

Speaker, FINRA Arbitration and Enforcement – What You Need to Know, The Knowledge Group’s Continuing Legal Education for Lawyers Webinar, October 5, 2017

https://www.theknowledgegroup.org/webcasts/legal/alternative-dispute-resolution/finra-arbitration-and-enforcement

Key Topics

Understanding FINRA Arbitration
The Arbitration Process
Risks of FINRA Disciplinary Action
Latest Updates to FINRA Code of Arbitration Procedure
Best Practices for Counsel

Previous Article: Speaker, FACTRIGHT Due Diligence Webinar: Rise of the Mini-IPO - The Road to NYSE and NASDAQ Using Regulation A+, July 26, 2017

Next Article FINLAW: Pitfall to the Unwary -- Mandatory Arbitration and the Unanticipated FINRA Enforcement Action

Add your Comment

You must be logged in to post a comment.