From the Blog

Speaker, FINRA Arbitration and Enforcement – What You Need to Know, The Knowledge Group’s Continuing Legal Education for Lawyers Webinar, October 5, 2017

https://www.theknowledgegroup.org/webcasts/legal/alternative-dispute-resolution/finra-arbitration-and-enforcement

           Key Topics
  • Understanding FINRA Arbitration
  • The Arbitration Process
  • Risks of FINRA Disciplinary Action
  • Latest Updates to FINRA Code of Arbitration Procedure
  • Best Practices for Counsel

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